Regulatory Intelligence
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Regulatory insights from a purpose-built database across the financial industry's most important regulators. Custom reports, trend analysis, and regulatory signalling — built for legal, risk, and compliance teams.
Tracking 16,728+ regulatory actions across 9 regulators
ASIC Quarterly Enforcement Report
ASIC's enforcement activity intensified in Q4 2025, with 47 new actions initiated across financial services, corporate governance, and market integrity. Penalty values rose 34% quarter-on-quarter, driven by three landmark insider trading prosecutions exceeding $2M each.
Key trends include a significant pivot toward digital asset enforcement, with 12 actions targeting crypto-asset intermediaries — a 200% increase from Q3. The regulator's focus on financial adviser misconduct continues, with 8 licence cancellations and 5 civil penalty proceedings.
Board-level risk: ASIC has signalled expanded use of the design and distribution obligations (DDO) framework in 2026, with stop orders increasing...
Reports Built for Your Business Needs
Purpose built reports for compliance, legal and risk teams, enabling you to easily report to your board.
Compliance Briefing
Key actions from the past week across all regulators. New enforcement, penalties, and regulatory signals — delivered every Monday.
Enforcement Deep Dive
Trend analysis, penalty data, entity tracking, and sector focus. Board-ready executive summary with supporting data tables and charts.
Regulatory Roundup
Comprehensive review across all regulators with strategic outlook. Year-over-year comparisons, emerging themes, and forward guidance.
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